Fan-Gang
Zeng, Ph.D.
(This article was published in Contact, vol. 10 (no.4),
5-9, 1996,
by Cochlear International
Club International).
Introduction
As the only medical intervention that can restore partial
hearing to a totally deafened person, the cochlear implant
has been used by more than 12,000 deaf people worldwide.
From the early single-channel device in the 1970s to the
present multi-channel device that incorporates multi-processing
strategies, the cochlear implant has evolved from mostly
assisting lip reading to enabling the use of a telephone
in a significant portion of implant users. However,
the benefit of the cochlear implant comes with a hefty
price tag: the cochlear implant device alone, excluding
surgery and rehabilitation, is priced between US$15,000
and $35,000, depending on the implant type and the specific
market. Consequently, the majority of cochlear implants
have been distributed in developed countries in North
America and Western Europe.
According to
the World Health Organization (WHO), more than 80% of
the world°Øs 120 million people who have disabling hearing
difficulties live in developing countries. With
a personal average annual income of well below US$2,000,
the present cochlear implant is virtually unavailable
for deaf people in developing countries. Even
in countries where the medical system is socialized,
applications of the cochlear implant are not only limited
but often face serious ethical dilemmas. For example,
if you were the head of a national medical agency with
only 200 thousand dollars in annual budget, would you
buy ten cochlear implants for ten totally deafened people,
or would you buy 400 hearing aids, or pay for immunization
which can prevent hearing loss resulting from infectious
diseases for thousands of children? Despite numerous
difficulties, the cochlear implant started its infancy
in developing countries in the 1980s. This article
will discuss issues related to deafness and cochlear
implants in developing countries, and is based on personal
visits to China and Egypt in the last few years, on
public materials published in journals or presented
at international meetings, and on exchange of information
with many clinicians from Asia, Eastern Europe, and
South America.

(1) Deafness in developing countries
Deafness has often been regarded an invisible disability.
Hearing loss is primarily caused by presbycusis (aging),
infectious diseases such as otitis media, congenital
factors, ototoxic drugs, and noise exposure. Traditionally,
hearing loss has received little attention in developing
countries. As a result, more people suffer from
hearing loss in the general population of these countries
compared with the proportion in developed countries.
According to Hearing International, a not-for-profit
organization focused on global hearing loss prevention,
in developing countries more than 10% of children under
10 years old suffer from otitis media and four in 1000
are born with severe hearing loss which results from
either hereditary (genetic) factors or infections during
pregnancy. These numbers are approximately four
times greater than that in developed countries.
Several surveys also
revealed a difference in the cause of hearing loss between
developing and developed countries. In 1983, the
Indian Council of Medical Research published a study
of hearing loss based on a survey from 4 different parts
of India. The Indian study found that for almost
half of the 10.7% hearing-impaired people in rural areas,
the hearing loss is due to chronic middle ear infections,
whereas sensorineural hearing loss is more prevalent
in the 6.8% hearing-impaired population in urban areas.
Dr. S.K. Kacker at India Institute of Medical Sciences
attributed the chronic middle ear disease to the °poverty-underdevelopment
syndrome°±, i.e., lack of health education, poor environmental
conditions, infections and malnutrition. In China,
a 1990 official survey of the handicapped found that
23.09 million people have 40 dB or more hearing loss.
Among these hearing impaired, 6 million are totally
deaf adults and 3 million are deaf children. The
Chinese study showed that a primary cause of hearing
loss, especially in children, is the use of antibiotic
drugs such as neomycin and kanamycin. The ototoxicity
of these drugs is often unknown to local physicians,
particularly those °bare-foot doctors°± who received
no formal medical training during the Cultural Revolution
in the 1960s and 1970s. In contrast, these drugs
seldom cause hearing damage when they are properly used
or only prescribed in treating life-threatening diseases
in developed countries. In Arabic countries, genetic
hearing loss is more frequent because of marriages among
blood relatives, which can more than double the chance
of hereditary hearing loss. Noise exposure is
another significant cause of hearing loss in developing
countries where people are subjected to damaging noise
in factories, construction sites, and from fire crackers
and gunfire. Until better hygienic conditions,
greater awareness of ototoxicity among physicians, and
more public education in genetics and noise control
are achieved, the number of hearing-impaired people
due to infectious diseases, ototoxic drugs, hereditary
incidence, and noise exposure will continue to increase
in developing countries and to exceed the proportion
of deaf people in the general population in developed
countries.
Based on talks with
clinicians and deaf people from developing countries,
there seems to be no apparent existence of deaf culture
in most. The general public opinion in these countries
is that deafness is a handicap and should be treated
if possible. During my 1993 trip to China, I asked
many individuals, including deaf people, about reasons
for the lack of deaf culture in China. They suggested
the following three reasons: (1) the majority of deaf
Chinese people live in a hearing community --- hearing
neighbors, hearing parents and, most likely, hearing
children, (2) signs used by deaf Chinese are not as
fully developed as American Sign Language and signing
is not uniformly recognized as a language; (3) deaf
people are generally in adverse economic conditions
and about two thirds of them rely on financial support
from government, parents and relatives. About
80% of deaf Chinese children are not able to go to regular
or deaf children°Øs schools and 40% of the handicapped
including the deaf are unemployed in China. No
specific data are available in other developing countries,
but it is believed that hearing-impaired people generally
have less income and less employment opportunities than
the normal-hearing population. Deafness remains
an obstacle for many deaf people wishing to improve
their employment opportunities and quality of life.
(2) Development and applications
of cochlear implants
Two European doctors, Djourno and Eyries, have been
credited for their inventive demonstration using electrical
stimulation to evoke hearing in a totally deaf person
in the 1950s. Dr. William House and an engineer,
Jack Urban, were the first to reduce the concept to
practice and developed the first FDA approved °3M-House°±
device in 1984. At present, there are at least
5 multi-channel cochlear implants that are commercially
available in the West: Australian Nucleus-22, Austrian
Med EL, Belgian Laura, French 15-channel MXM, and US
Clarion devices.
In developing
countries, application of cochlear implants has either
been based on development efforts by local researchers
at a low cost or relied on the import of western devices
at a high cost. Since 1980, four different groups
in China have independently developed single-electrode
cochlear implant systems. These systems included
both percutaneous and transcutaneous transmission, and
both intracochlear and extra-cochlear stimulation.
A review of published data revealed that, up to 1993,
a total of 382 patients had received these single-electrode
implants in China at a cost of about US$100, although
the number of total implantees may be as high as 1000
(for further information, see Zeng, Audiology, 1995;34:61-75).
Post-surgical tests demonstrated that not only do single-electrode
implants show a clear advantage in speech recognition
over hearing aids (from which these totally deaf people
can not benefit), but they also enhance their ability
to read lips and to be more aware of environmental sounds.
Moreover, some implant users achieved moderate open-set
speech recognition with sound only. The results
are generally similar to the performance of single-electrode
implant users in western countries. To further
improve implant performance, multi-electrode implant
systems are also being developed in a number of places
in China. Facing technological difficulties in
hermetic sealing and integrated circuit design, commercial
products of these multi-electrode implants appear to
be many years away.
Because of the
superior performance of multi-electrode implants, government
and private philanthropic support have brought the expensive
multi-channel cochlear implants into developing countries.
For example, 3 males and 2 females received the Nucleus
device in 1989, thanks to a joint sponsorship by University
of Hong Kong and the Hong Kong Society for the deaf.
Since 1990, 12 post-lingually deafened adults have received
the Nucleus device at Chang Gung Memorial Hospital,
Taipei. 2 cases of implantation with Nucleus devices
were also reported in Beijing in 1995 through a donation
program sponsored by Cochlear Corporation. Implantation
of the Nucleus devices is also expected soon in other
Asian countries such as Malaysia and India.
At Ain Shams
University, Cairo, a cochlear implant team consisting
of several western-trained physicians and audiologists
has been established through Egyptian government funding
and has already implanted 7 Nucleus devices. In
Saudi Arabia, the public medical care system and relatively
strong economy enable the hiring of highly trained Western
professionals to perform implantation and post-surgical
rehabilitation. In South Africa, 4 deaf people
were reported to have received the Ineraid devices.
In Hungary, the government has a special fund to allow
up to 10 patients annually to receive multi-channel
implants, including both Nucleus and Med EL devices.
In Sao Paolo, Brazil, the government also sponsored
a cochlear implant program to allow implantation of
several devices every year. Clinical centers have
also been established to implant Nucleus, Clarion, and
Med EL devices in Argentina, Mexico, Columbia, and other
South American countries. While no articles have
been published in peer-reviewed journals, good speech
performance of these multi-electrode implants were reported
at international meetings. Overall, the total
number of the multi-electrode implantation is not more
than a few hundred in developing countries. According
to a recently released report by Cochlear Corporation,
about half of clinically eligible deaf people in developed
countries have potential access to a cochlear center
and funding given current reimbursement policies; in
contrast, only 1-2% of those are likely to have funding
in developing countries. Unless the device cost
can be drastically reduced to a level compatible with
the economic condition in developing countries, the
multi-electrode implant will remain, as one South American
doctor put it, °a toy of the few rich or fortunate°±
in these countries.
(3) Pre-surgical screening and post-surgical
rehabilitation
Success of the cochlear implant not only depends on
the device itself, but also on patient selection, surgical
skills, and post-surgical rehabilitation. Infrastructure
is generally less satisfactory in developing countries
than in developed countries. Review of published
materials indicates that, at least, in China, Egypt
and Saudi Arabia, patient selection and pre-surgical
screening procedures have been standardized for cochlear
implants and are in many ways similar to standards adopted
in western countries. However, there are some
distinctive differences in patient selection between
developing and developed countries. For example,
most Chinese doctors think that the presently available
single-electrode implants should not be placed in children
less than 10 years old. In Egypt, the procedure
requires that patients be middle-to-high socio-economic
classes because patients of low socio-economic class
might not even be able to pay transportation to the
follow-up visit. Given the limited funding from
the government and the importance of having some initial
success, it is unfortunate that clinicians have to deny
patients access to cochlear implants because of their
lower socio-economic status.
Like their counterparts
in developed countries, otological physicians have played
the most critical role in the process of device research,
development and distribution. All cochlear implant
projects in China so far have been initiated by physicians
who normally received initial financial support from
the government and collaborated with an engineering
institute or university to design and implement a prototype
device. Many ENT doctors in developing countries
have received training in the West and are familiar
with cochlear implantation surgery. The surgery
fee is much less than that in developed countries.
For example, the surgery fee was about US$20 and the
cost of hospital stay after surgery about US$100 in
China in 1993.
In the West, speech processor fitting and post-surgical
rehabilitation are normally performed by specially-trained
audiologists and speech pathologists. The fitting
and rehabilitation will become extremely important and
require more training as more children receive the cochlear
implant. Inappropriate speech processor settings
may cause undesirable stimulatory effects such as dizziness,
pain and facial sensation. Presently, there are
few audiology and speech pathology programs in developing
countries, and, where they are present, lack adequate
training in cochlear implants. For example, in
China, processor fitting and post-surgical rehabilitation
are conducted by otological physicians who are already
overburdened with their medical duties and receive little
training in audiology and biomedical engineering.
The knowledge deficit in audiology and biomedical engineering
will pose a more serious problem for future application
of cochlear implants in developing countries.
Seminars or intensive training may be a short-term cure
for this deficit, but a specialized formal program in
audiology is definitely needed in the long run.
To be able to compare
between devices and between clinic centers, it is extremely
important to use tape-recorded, standard test materials
to evaluate the effectiveness of cochlear implants.
In contrast to clinicians in the West who have to choose
from many available standardized tests, there is a general
lack of these standardized test materials in developing
countries. In both Beijing and Cairo, two teams
have recently developed Chinese and Arabic version of
the Minimal Auditory Capability Tests. However,
the large variance in dialects, literacy and age (many
deaf children are expected to be implanted) presents
a serious problem in evaluating speech recognition via
implants. In developing these standardized tests,
linguistic differences should also be considered.
For example, Chinese is a tonal language in which a
vowel with different pitch variation patterns represents
different meanings. A classic example is the word:
"ma", which means "mother", "linen", "horse", and "cursing"
for tonal patterns of flat, rising, falling-rising,
and falling, respectively. The tonal feature should
make Chinese more easily understood by implant listeners
than English because such voicing information can be
discriminated even with single-electrode stimulation.
An Australian report directly compared Chinese and English
recognition in a bilingual subject implanted with a
Nucleus 22-electrode device and showed a significantly
higher score of open-set word recognition for Chinese
(63%) than English (42%). On the other hand, Arabic
language has more fricative consonants than English.
These fricatives have usually long duration and steady-state
spectrum, and thus may be more easily transmitted via
cochlear implants than stop consonants which contain
fast-changing transients. Systematic studies of
these linguistic differences are not only important
in speech evaluation and training but also may shed
light on the design of better cochlear implant processors
that take linguistic information into account.
(4) Development of an affordable
yet effective implant
There is a clear gap between affordability and performance
for the application of cochlear implants in developing
countries; the affordable single-channel cochlear implant
is not effective, while the effective multi-electrode
implant is not affordable for deaf people in these countries.
To pay for a US$20,000 device would take 20 years°Ø
salary for an average working Chinese and 4 years°Ø
salary for a Mexican medical doctor. Moreover,
as Dr. Gonzalo Corvera from Mexico stated, the current
public health system cannot subsidize the cost of the
device, even if the surgery and rehabilitation are offered
free or at a minimal cost to deaf people in developing
countries.
To help deaf
people in developing countries, we need to develop an
affordable yet effective cochlear implant. This
was the central theme for the 1993 Zheng-Zhou International
Symposium on Cochlear Implants and Linguistics in China,
where leading researchers from the West interacted with
over 100 researchers and clinicians from China and shared
information on state-of-the-art research and application
of cochlear implants. Blake S. Wilson from the
Research Triangle Institute, North Carolina reviewed
speech processing techniques for cochlear implant systems,
particularly the development of the continuous-interleaved-sampling
(CIS) strategy. Gerald E. Loeb from Queen's University,
Canada and Steven J. Rebscher from the University of
California at San Francisco addressed the designing
and manufacturing issues in electrode, receiver capsulation,
and biocompatible materials. Robert V. Shannon
and Fan-Gang Zeng from the House Ear Institute lectured
on basic capabilities of electric stimulation of the
human auditory system and its relation to implant system
design. James Patrick and Lois Higgins from the
Cochlear Pty. Limited, Australia discussed the cost
and rehabilitation issues of cochlear implant systems
from a manufacturer's viewpoint. The interaction
between researchers was fruitful in that a consensus
was reached among the participants in regard to the
design of a low-cost, high-performance cochlear implant
system that employs transformer-coupled, four-channel
CIS processing strategy. Feasibility studies are
being conducted at the House Ear Institute to develop
this low-cost, high-performance cochlear implant.
Dr. Zeng and technician Thanh Hong evaluating the
low-cost, four-channel cochlear implant with research
subject Dvid Columpus.
Acknowledgments
I would like to thank Larry Orloff for his invitation
and persistence, without which I would never be able
to finish writing this article. I would also like
to thank the many clinicians around the world who have
kindly provided the information presented in this article.
Finally, I thank Alena Wilson, Bob Shannon, and Monita
Chatterjee for their helpful comments.
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